Regulatory Engagement Advisor

Discipline: In-House Lawyers: Contax Law, Contract Lawyers
Job type: Contract
Contact name: Charlie Harris

Contact email: charlie@contaxlaw.com
Job ref: J421
Published: about 1 month ago

Contax Law are working with a global investment company who are seeking a Regulatory Engagement Advisor to join their growing Legal and Compliance team.

You will be required to act as Compliance advisor on regulatory engagements across the EMEA region, advising on and preparing senior management for regulatory interactions. Liaising with internal teams as necessary to support business functions in preparing for regulatory interactions.

Requirements:

·The ideal candidate will have compliance experience within a 'buy-side' asset manager, experience at a regulator, or consultancy experience associated with regulatory interactions.

·5+ years financial services experience with a focus on regulation.

·Ability to articulate complex issues in a clear and concise manner. Strong presentation skills and effective in writing; High standard of accuracy and excellent attention to detail. High levels of intellectual rigour and curiosity also an advantage.

·Ability to collaborate across teams/functions and also autonomously.

·Educated to degree level, possibly with a professional qualification e.g., ACA, CFA, IMC.

·Strong working knowledge of FCA, CBI and CSSF Rules and other EMEA regulatory requirements.

Contax Law is part of the Contax Law Group which also includes Nicholas Scott (www.nicholas-scott.com).

If you are interested in hearing about other roles please download our mobile App and register to receive real-time job alerts tailored to your experience here:

image.png
image.png